Unclaimed
Robin Johnson is an investment advisor representative with RBC Capital Markets, LLC. Robin has over 15 years of experience in the financial services industry. Prior to joining RBC Capital Markets, LLC, Robin was a financial advisor at Wells Fargo Advisors LLC and Morgan Stanley. Robin is licensed to offer securities and investment advisory services in California, Florida, Maryland, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas and Vermont. Robin specializes in providing financial advice to high-net-worth individuals, families, businesses and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
10/01/2018 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
09/11/2015 - 10/11/2018
WELLS FARGO CLEARING SERVICES, LLC (SHORT HILLS NJ)
NJ
06/01/2009 - 09/22/2015
MORGAN STANLEY (SHORT HILLS NJ)
FL
03/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
NJ
12/05/2007 - 03/25/2008
CITIGROUP GLOBAL MARKETS INC. (ROSELAND NJ)
BOTH
Issued 04/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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