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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Kim is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in Beverly Hills, California. Robin Kim has been a financial advisor for more than 7 years. Robin Kim has been registered with the Securities and Exchange Commission (SEC) since February 2016. Robin Kim is registered in 29 states and the District of Columbia. Robin Kim previously worked at RBC CAPITAL MARKETS, LLC and UBS FINANCIAL SERVICES INC. Robin Kim has passed the Uniform Combined State Law Examination, Securities Industry Essentials Examination and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEVERLY HILLS CA)
CA
12/04/2019 - 11/17/2021
RBC CAPITAL MARKETS, LLC (Los Angeles CA)
CA
12/22/2016 - 01/02/2020
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
02/24/2016 - 12/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
BOTH
Issued 06/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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