Unclaimed
Robin Fink is a financial professional with over 20 years of experience in the securities industry. Robin holds the Series 7, Series 63, Series 99TO and SIE licenses. Robin is currently registered with Arq Securities. Before joining Arq Securities, Robin worked at Butler Capital Partners, Five 9 Securities, LLC, Jefferies LLC, Banc of America Securities LLC, and Montgomery Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MT
04/08/2023 - Present
ARQ Securities (WHITEFISH MT)
NY
07/17/2020 - 04/07/2023
BUTLER CAPITAL PARTNERS (OLD WESTBURY NY)
CA
11/03/2017 - 07/30/2018
FIVE 9 SECURITIES, LLC (LADERA RANCH CA)
CA
01/22/2007 - 05/27/2016
JEFFERIES LLC (SAN FRANCISCO CA)
NY
10/01/1997 - 03/21/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/31/1996 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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