Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Henry Rodermund is a financial advisor with Wells Fargo Clearing Services, LLC, based in St. Louis, Missouri. Robin has been working in the financial industry since 1991, and has held various positions at different firms. Prior to joining Wells Fargo Clearing Services, LLC, Robin was an advisor at First Clearing, LLC, and Cetera Advisor Networks LLC. Robin holds several licenses, including Series 6, 7, 24, 63, and 65. Robin specializes in investment management, financial planning, and pension consulting. Robin is committed to providing clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/24/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
08/31/2016 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
02/03/2015 - 04/01/2016
CETERA ADVISOR NETWORKS LLC (CHESTERFIELD MO)
MO
02/03/2015 - 04/01/2016
CETERA ADVISORS LLC (CHESTERFIELD MO)
MO
02/03/2015 - 04/01/2016
CETERA FINANCIAL SPECIALISTS LLC (CHESTERFIELD MO)
MO
02/03/2015 - 04/01/2016
CETERA INVESTMENT SERVICES LLC (CHESTERFIELD MO)
MO
05/30/2008 - 04/01/2016
FIRST ALLIED SECURITIES, INC. (CHESTERFIELD MO)
MO
12/12/1990 - 05/30/2008
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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