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Robin Halliday Taylor

Samuel A. Ramirez & Company, Inc.

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About Robin Halliday Taylor

Robin Halliday Taylor is a financial professional with over 30 years of experience in the industry. Currently, Robin is registered with Samuel A. Ramirez & Company, Inc. and is licensed to provide investment advice in 15 states. Robin's previous roles include positions at D.A. Davidson & Co., Mesirow Financial, Inc., Finacorp Securities, Jackson Securities LLC, UBS Financial Services Inc., and PaineWebber Incorporated. Robin holds the Series 3, 7, 9, 10, and 66 licenses as well as the Securities Industry Essentials (SIE) Examination.

Firm Information

Robin Taylor is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robin Taylor’s Registration & Firm History

NY

09/11/2014 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

IL

09/10/2012 - 06/05/2014

D.A. DAVIDSON & CO. (CHICAGO IL)

IL

08/09/2010 - 08/22/2012

MESIROW FINANCIAL, INC. (CHICAGO IL)

CA

11/06/2008 - 06/04/2010

FINACORP SECURITIES (IRVINE CA)

MD

03/02/2006 - 10/31/2008

JACKSON SECURITIES LLC (BETHESDA MD)

NJ

03/28/2001 - 09/30/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NJ

05/01/1990 - 11/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

11/14/1988 - 08/16/1989

SHEARSON LEHMAN GOVERNMENT SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 08/10/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/30/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/28/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2001

Series 3 - National Commodity Futures Examination

BC

Issued 03/30/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robin Halliday Taylor.
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