Unclaimed
Robin Bradshaw is a financial professional with over 10 years of experience in the financial services industry. Robin is currently registered with Empower Financial Services, Inc. Previously, Robin held positions with GWFS Equities, Inc., AXA Advisors, LLC, U.S. Bancorp Investments, Inc., J.P. Morgan Institutional Investments Inc., J.P. Morgan Securities LLC, and H.D. Vest Investment Services. Robin is licensed in 52 states and holds the Series 6, 7, 63, 65, and 66 licenses. Robin is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/11/2020 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
KS
12/05/2017 - 04/12/2019
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
07/20/2017 - 10/11/2017
AXA ADVISORS, LLC (OVERLAND PARK KS)
KS
03/06/2017 - 07/17/2017
U.S. BANCORP INVESTMENTS, INC. (OVERLAND PARK KS)
KS
09/02/2014 - 03/24/2017
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
04/28/2014 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
TX
01/23/2013 - 03/13/2014
J.P. MORGAN SECURITIES LLC (SUGARLAND TX)
TX
11/20/2012 - 01/16/2013
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
KS
11/03/2011 - 08/14/2012
SII INVESTMENTS, INC. (SALINA KS)
KS
03/17/2011 - 11/10/2011
WADDELL & REED, INC. (SALINA KS)
KS
10/12/2004 - 10/06/2006
WADDELL & REED, INC. (SALINA KS)
BOTH
Issued 06/20/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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