Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin E. Redford is a financial advisor at Samuel A. Ramirez & Company, Inc. in Austin, TX. Robin has been in the industry since October 29, 2002. Robin holds Series 7, Series 63, Series 53, and Series 79TO licenses. Robin is registered with FINRA, and holds registrations in Texas, Arizona, New Mexico, North Carolina, South Dakota, and New York. Robin was previously employed with UBS Financial Services Inc., UBS Securities LLC, and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/23/2011 - Present
Samuel A. Ramirez & Company, Inc. (AUSTIN TX)
NY
10/01/2008 - 02/24/2011
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
01/16/2006 - 07/16/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
08/14/2002 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 03/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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