Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Helms is a financial advisor with over 23 years of experience in the industry. Robin is currently registered with Vanguard Marketing Corp., and previously held positions with RBC Capital Markets, LLC, LPL Financial Corporation, UVEST Financial Services Group, Inc., UBS Financial Services Inc., and Wachovia Securities, Inc.. Robin is licensed to provide financial advice in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/17/2013 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NC
03/26/2009 - 04/26/2013
RBC CAPITAL MARKETS, LLC (CHARLOTTE NC)
NC
12/02/2008 - 03/26/2009
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NC
03/10/2005 - 12/02/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NJ
09/05/2003 - 02/18/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
06/15/2002 - 08/27/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
03/25/1998 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 09/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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