Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Nelson is a financial advisor with over 25 years of experience. Robin has worked at several firms during this time, including UBS Financial Services Inc. and Fimat USA, Inc. Currently, Robin is an Investment Advisor Representative at Moors & Cabot, Inc. located in Winter Park, FL. Robin has a strong background in the financial industry, holds several licenses and has experience working with various clients including Individuals, High Net Worth Individuals, Pension and Profit Sharing Plans, Corporations, and Charitable Organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/09/2009 - Present
Moors & Cabot, Inc. (WINTER PARK FL)
FL
03/01/2002 - 02/11/2009
UBS FINANCIAL SERVICES INC. (ORLANDO FL)
IL
03/14/1997 - 02/08/2002
FIMAT USA, INC. (CHICAGO IL)
NA
03/02/1995 - 12/22/1995
FALCONWOOD SECURITIES CORPORATION
NY
11/24/1993 - 11/18/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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