Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Baumgartner is a financial professional with over 25 years of experience in the industry. Robin has worked for several firms including SagePoint Financial, Inc., Gradient Securities, LLC, and Miller Johnson Steichen Kinnard, Inc. Robin currently works as a Registered Representative for Principal Securities, Inc., where they serve clients in Florida and Minnesota. Robin offers financial planning, pension consulting, and educational seminars for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
08/05/2019 - Present
Principal Securities, Inc. (CAPE CORAL FL)
MN
01/03/2017 - 08/07/2019
SAGEPOINT FINANCIAL, INC. (MINNEAPOLIS MN)
MN
05/27/2016 - 12/31/2016
GRADIENT SECURITIES, LLC (MINNEAPOLIS MN)
MN
10/31/2005 - 06/03/2016
SAGEPOINT FINANCIAL, INC. (MINNEAPOLIS MN)
AZ
09/27/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
03/10/1997 - 09/28/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MA
01/12/1996 - 03/11/1997
PNMR SECURITIES, INC. (BOSTON MA)
IN
11/23/1994 - 01/22/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/23/1994 - 01/22/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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