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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin David Liu is an Ameriprise Financial Services, LLC investment advisor representative in Honolulu, Hawaii. Robin has been in the financial services industry since 1990. Robin is a registered investment advisor representative in Hawaii. Robin is also registered with FINRA and holds the Series 63, Series 65, and Series 66 licenses. Robin specializes in investment management, financial planning, and pension consulting. Robin has worked for several firms during their career, including Signator Investors, Inc., MML Investors Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
10/26/2015 - Present
Ameriprise Financial Services, LLC (HONOLULU HI)
HI
04/29/2002 - 03/11/2015
SIGNATOR INVESTORS, INC. (HONOLULU HI)
MA
03/24/1999 - 04/26/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
10/17/1991 - 03/02/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/06/1984 - 07/30/1985
DONALD SHELDON & CO., INC.
BOTH
Issued 10/24/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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