Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Danielle Dyer-pettit has been active in the financial services industry since 2000 and has a strong background in securities. Robin Danielle Dyer-pettit is registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Robin Danielle Dyer-pettit holds the Series 4, 7, 9, 10, and 63 licenses, along with the SIE Exam. Robin Danielle Dyer-pettit has held previous positions at ADP Clearing & Outsourcing Services, Inc., Banc of America Securities LLC, Essex National Securities, Inc., Morgan Stanley DW Inc., Morgan Stanley Dean Witter Online Inc., and Alamo Capital.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/11/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
10/28/2004 - 06/29/2007
ADP CLEARING & OUTSOURCING SERVICES, INC. (DALLAS TX)
NY
06/12/2002 - 11/01/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
02/21/2002 - 06/07/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
11/01/2000 - 01/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
05/31/2000 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
CA
08/20/1999 - 03/17/2000
ALAMO CAPITAL (WALNUT CREEK CA)
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/18/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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