Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin D. Kim is a financial professional with over 10 years of experience in the securities industry. Robin is currently registered with Kroll Securities LLC in Century City, California. Prior to joining Kroll Securities LLC, Robin was associated with Rothschild & Co US Inc. and Robert W. Baird & Co. Incorporated. Robin holds Series 63, Series 79 and SIE licenses. Robin is licensed in California, New York and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/03/2020 - Present
Kroll Securities LLC (LOS ANGELES CA)
CA
06/16/2015 - 11/08/2019
ROTHSCHILD & CO US INC. (LOS ANGELES CA)
CA
08/06/2013 - 04/21/2015
ROBERT W. BAIRD & CO. INCORPORATED (SAN FRANCISCO CA)
BC
Issued 11/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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