Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Christy Austin is an investment advisor representative with U.s. Capital Wealth Advisors, LLC. Robin has been working in the financial industry since 1994. Robin is registered in 21 states. Robin is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Robin has a Series 7, Series 31, and Series 63 securities licenses and a Series 65 investment advisor license. Prior to joining U.s. Capital Wealth Advisors, LLC, Robin worked for Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., Dean Witter Reynolds Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
08/03/2005 - 02/16/2016
WELLS FARGO ADVISORS, LLC (DALLAS TX)
NY
09/30/1997 - 08/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/04/1995 - 03/01/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/08/1994 - 07/18/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robin Austin is the right advisor for you? Invested Better is here to help.
