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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robin? Claim Your ProfileRobin Ramos is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Robin has been in the industry since 2001. Robin holds the Series 7 and Series 63 licenses and the SIE exam. Robin is registered with Colorado, Florida, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, Pennsylvania, South Carolina, Texas, Washington, and Wisconsin. Robin is also registered with the state of Texas as an Investment Advisor Representative. Robin has previously worked with Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., Credit Suisse First Boston LLC, ABN AMRO Incorporated and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
03/29/2005 - 11/24/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/13/2004 - 03/30/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/13/2004 - 09/22/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
CT
03/01/2002 - 04/11/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/30/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
12/19/2000 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NJ
02/16/2000 - 12/22/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 03/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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