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Robin Ann Catalano

Santander US Capital Markets LLC

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About Robin Ann Catalano

Robin Catalano is a financial professional with over 30 years of experience in the industry. Robin is currently registered with Santander US Capital Markets LLC and holds Series 3, 7, 99TO, and SIE licenses. Robin was previously registered with SANTANDER INVESTMENT SECURITIES INC. and WARBURG DILLON READ LLC. Robin is licensed in New York and is a member of FINRA.

Firm Information

Robin Catalano is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robin Catalano’s Registration & Firm History

CT

02/06/2023 - Present

Santander US Capital Markets LLC (STAMFORD CT)

NY

08/05/1998 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

01/01/1991 - 07/23/1998

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1992

Series 3 - National Commodity Futures Examination

BC

Issued 12/28/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robin Ann Catalano.
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