Unclaimed
Robin Catalano is a financial professional with over 30 years of experience in the industry. Robin is currently registered with Santander US Capital Markets LLC and holds Series 3, 7, 99TO, and SIE licenses. Robin was previously registered with SANTANDER INVESTMENT SECURITIES INC. and WARBURG DILLON READ LLC. Robin is licensed in New York and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/06/2023 - Present
Santander US Capital Markets LLC (STAMFORD CT)
NY
08/05/1998 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
01/01/1991 - 07/23/1998
WARBURG DILLON READ LLC (NEW YORK NY)
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1992
Series 3 - National Commodity Futures Examination
BC
Issued 12/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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