Unclaimed
Robin Adair Coombs is an active advisor registered with Raymond James Financial Services Advisors, Inc. Robin has 31 years of experience in the financial industry and has been registered in 19 states. Robin is a Series 63 and 65 registered advisor and holds the Series 7 and SIE licenses. Robin's current registrations include Maine and Texas. Robin has previously worked for Morgan Stanley and UBS Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ME
04/18/2024 - Present
Raymond James Financial Services Advisors, Inc. (Hampden ME)
ME
06/11/2009 - 05/07/2024
MORGAN STANLEY (BANGOR ME)
ME
07/27/1992 - 07/02/2009
UBS FINANCIAL SERVICES INC. (BANGOR ME)
IA
Issued 08/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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