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Robin A Gugel

Investment Distributors, Inc.

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About Robin A Gugel

Robin Gugel is a financial professional with over 25 years of experience in the industry. Robin has a wide range of experience working with clients in Arizona and Colorado. Robin is currently registered with Investment Distributors, Inc. Robin has held previous positions with Concourse Financial Group Securities, Inc. and GWFS Equities, Inc. Robin has passed several industry exams including the Series 7, Series 6, Series 24, Series 26 and Series 63. Robin is also a Registered Principal with FINRA.

Firm Information

Robin Gugel is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robin Gugel’s Registration & Firm History

AL

01/03/2022 - Present

Investment Distributors, Inc. (Birmingham AL)

CO

06/04/2019 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Greenwood Village CO)

CO

02/20/1997 - 06/03/2019

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 05/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2015

Series 24 - General Securities Principal Examination

BC

Issued 09/11/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2015

Series 7 - General Securities Representative Examination

BC

Issued 02/19/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robin A Gugel.
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