Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robie? Claim Your ProfileRobie Cooper is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Robie has been in the industry since August 20, 1997. Robie has a Series 63, 65, 7, 86, and 87 license. Robie is registered with the states of Arkansas and Texas. Robie was previously registered with MML Investors Services, LLC and Stephens Inc. Robie provides a variety of financial services including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
02/13/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LITTLE ROCK AR)
AR
10/10/2022 - 10/24/2023
MML INVESTORS SERVICES, LLC (LITTLE ROCK AR)
AR
08/20/1997 - 06/22/2009
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 10/28/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/11/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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