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Robi Lance Chapman

Fidelity Brokerage Services LLC

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About Robi Lance Chapman

Robi Lance Chapman is a registered representative of Fidelity Brokerage Services LLC. Robi has been in the securities industry since July 21, 2001 and has a history of working with Fidelity Investments Institutional Services Company, Inc. and Intersecurities, Inc. Robi is licensed to sell securities in 52 states and Puerto Rico. Robi holds Series 7 and Series 63 licenses, as well as the SIE exam.

Firm Information

Robi Chapman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robi Chapman’s Registration & Firm History

RI

02/02/2012 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

TX

10/04/2011 - 02/08/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

TX

02/06/2008 - 05/10/2010

FIDELITY BROKERAGE SERVICES LLC (AUSTIN TX)

TX

04/26/2005 - 01/04/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

RI

01/03/2003 - 05/04/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

12/12/2000 - 01/03/2003

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

FL

01/12/2000 - 11/27/2000

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 01/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robi Lance Chapman.
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