Unclaimed
Robi Lance Chapman is a registered representative of Fidelity Brokerage Services LLC. Robi has been in the securities industry since July 21, 2001 and has a history of working with Fidelity Investments Institutional Services Company, Inc. and Intersecurities, Inc. Robi is licensed to sell securities in 52 states and Puerto Rico. Robi holds Series 7 and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/02/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
10/04/2011 - 02/08/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
02/06/2008 - 05/10/2010
FIDELITY BROKERAGE SERVICES LLC (AUSTIN TX)
TX
04/26/2005 - 01/04/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
RI
01/03/2003 - 05/04/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
12/12/2000 - 01/03/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
FL
01/12/2000 - 11/27/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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