Unclaimed
Roberto Wang is a financial professional with over 8 years of experience in the industry. Roberto has worked for several prominent firms, including Barclays Capital Inc. and Morgan Stanley & Co. LLC. Currently, Roberto is registered with UBS Securities LLC, where they are focused on providing comprehensive financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/17/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
11/14/2017 - 08/02/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/20/2015 - 10/30/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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