Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Trovato is a financial professional with over 15 years of experience in the industry. Roberto is currently registered with Rabo Securities USA, Inc. and is licensed to conduct business in Connecticut and New York. Roberto has a diverse background having previously worked for RBS Securities Inc., Vision Financial Markets LLC and Allianz Global Investors Distributors LLC. Roberto holds Series 7, 66, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/19/2018 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
CT
07/08/2014 - 05/24/2017
RBS SECURITIES INC. (STAMFORD CT)
CT
08/29/2012 - 07/08/2013
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
NY
06/19/2007 - 12/31/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BOTH
Issued 12/28/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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