linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Roberto Torres

ING Financial Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roberto? Claim Your Profile

About Roberto Torres

Roberto Torres is a financial professional with over 17 years of experience in the financial services industry. Roberto is currently registered with ING Financial Markets LLC and holds licenses including Series 7, 6, 63 and SIE. Prior to joining ING Financial Markets LLC, Roberto was associated with MUFG Securities Americas Inc., BTMU Securities, Inc., Standard New York Securities, Inc., and Lehman Brothers Inc. Roberto has a broad background in the financial industry.

Firm Information

Roberto Torres is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roberto Torres’s Registration & Firm History

NY

02/03/2020 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

04/01/2017 - 08/06/2019

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

04/18/2012 - 04/01/2017

BTMU SECURITIES, INC. (NEW YORK NY)

NY

12/15/2008 - 04/13/2012

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

NY

07/11/2006 - 07/16/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

GA

04/21/2003 - 06/01/2005

PFS INVESTMENTS INC. (DULUTH GA)

Not sure if Roberto Torres is right for you?

Licenses & Designations

BC

Issued 12/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2008

Series 7 - General Securities Representative Examination

BC

Issued 04/19/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roberto Torres.
Not sure if Roberto Torres is right for you?