Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Torres is a financial advisor with Citigroup Global Markets Inc. He has been in the industry since 1999. Roberto works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He provides a wide range of services, including financial planning, portfolio management, and asset allocation advice. Roberto is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR) and has a Series 7, Series 31, and Series 65 license. He is also a registered representative in Florida. Roberto has previously been employed by LPL FINANCIAL LLC, AMTRUST INVESTMENT SERVICES, INC., MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., WM FINANCIAL SERVICES, INC., FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., LLOYD WADE SECURITIES INC., GKN SECURITIES CORP., THE HAMILTON-SHEA GROUP, INC., and JOSEPH CHARLES & ASSOC., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/27/2012 - Present
Citigroup Global Markets Inc. (Surfside FL)
FL
03/26/2010 - 08/23/2012
LPL FINANCIAL LLC (SUNNY ISLES FL)
FL
10/16/2008 - 03/09/2010
AMTRUST INVESTMENT SERVICES, INC. (SURFSIDE FL)
FL
04/02/2007 - 10/14/2008
MORGAN STANLEY & CO. INCORPORATED (AVENTURA FL)
FL
02/12/2002 - 04/02/2007
MORGAN STANLEY DW INC. (AVENTURA FL)
CA
09/19/2001 - 02/07/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
10/01/2000 - 09/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/02/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
03/11/1999 - 03/19/1999
LLOYD WADE SECURITIES INC.
NY
11/06/1998 - 01/05/1999
GKN SECURITIES CORP. (NEW YORK NY)
FL
03/11/1998 - 06/05/1998
THE HAMILTON-SHEA GROUP, INC. (POMPANO BEACH FL)
FL
07/25/1997 - 02/06/1998
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 12/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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