Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Sanchez is an Investment Advisor Representative with Oppenheimer & Co. Inc. He is registered in several states including Texas, California, Florida, and Arizona, and has been in the industry since 2002. Roberto has a strong background in financial services, having worked with several firms such as Titleist Asset Management, LTD., Argentus Securities, LLC, and Gamma Capital Securities, INC. Roberto specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. His experience and expertise allow him to offer personalized financial advice to a diverse range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
03/16/2022 - Present
Oppenheimer & Co. Inc. (THE WOODLANDS TX)
NE
01/06/2022 - 03/11/2022
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
TX
01/28/2014 - 03/31/2020
TITLEIST ASSET MANAGEMENT, LTD. (HOUSTON TX)
TX
01/08/2009 - 02/18/2014
ARGENTUS SECURITIES, LLC (HOUSTON TX)
TX
09/13/2013 - 10/28/2013
TITLEIST ASSET MANAGEMENT, LTD. (HOUSTON TX)
TX
07/02/2007 - 12/31/2008
FINANCIAL COUNSELING CORPORATION (HOUSTON TX)
TX
04/23/2007 - 07/02/2007
TITLEIST ASSET MANAGEMENT, LTD. (SAN ANTONIO TX)
MN
02/12/2004 - 01/03/2005
FINTEGRA, LLC (MINNEAPOLIS MN)
FL
07/09/2003 - 12/19/2003
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
NY
08/30/2001 - 12/19/2001
AXA ADVISORS, LLC (NEW YORK NY)
TX
10/27/1997 - 08/31/2001
GAMMA CAPITAL SECURITIES, INC (THE WOODLANDS TX)
BOTH
Issued 10/21/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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