Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Roson is a financial professional with over 18 years of experience in the industry. Roberto is currently registered with UBS Financial Services Inc. and is located in Weehawken, NJ. Roberto has experience in a variety of financial services, including securities trading, investment advisory, and financial planning. Roberto has a strong track record of success in helping clients achieve their financial goals. Roberto has a wide range of experience in working with individuals and businesses. Roberto holds a variety of licenses and certifications, including Series 7, Series 63, Series 66, Series 24, and Series 27. Roberto has a strong commitment to providing clients with personalized service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/01/2010 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
04/18/2006 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
09/20/2004 - 04/05/2006
BANESTO SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 04/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/14/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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