Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Rodriguez is a financial advisor with Sammons Financial Network, LLC. Roberto has been in the industry since December 27, 2013. Roberto is registered with the state of North Carolina and holds Series 6, SIE and Series 63 licenses. Roberto's previous employers include Equitable Distributors, LLC and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
01/11/2023 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
NC
12/06/2016 - 12/08/2021
EQUITABLE DISTRIBUTORS, LLC (Charlotte NC)
FL
11/20/2012 - 11/30/2016
J.P. MORGAN SECURITIES LLC (CORAL GABLES FL)
BC
Issued 01/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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