Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Rodezno is a financial advisor at Wells Fargo Clearing Services, LLC. Roberto has been in the financial industry since 1999 and holds the Series 3, 6, 7, 9, 10, 24, and 63 licenses. Roberto is registered in Missouri and Florida and is active in both states. Roberto specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/27/2007 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
FL
03/31/2005 - 02/16/2007
E.S. FINANCIAL SERVICES, INC. (MIAMI FL)
TX
03/03/2000 - 03/23/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
KS
04/21/1999 - 12/31/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 07/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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