Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Rasi is a securities professional with over 13 years of experience in the financial industry. Roberto holds a Series 7, Series 63, and Series 99TO licenses. Roberto is currently registered with First Manhattan Securities LLC, where he has been employed since April 22, 2019. Prior to that, Roberto was employed with Pershing LLC from April 27, 2009 to April 12, 2019. Roberto is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/22/2019 - Present
First Manhattan Securities LLC (NEW YORK NY)
NJ
04/27/2009 - 04/12/2019
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 07/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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