Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Ramiro Pena is an active investment advisor representative at Insigneo Advisory Services, LLC, based in Miami, Florida. Roberto has been in the financial services industry since 1995, and holds the Series 7, Series 63, and Series 66 licenses. Prior to joining Insigneo Advisory Services, LLC, Roberto was employed at HSBC Securities (USA) Inc. in Miami, Florida. Roberto specializes in providing investment advisory services for businesses, individuals, and pooled investment vehicles. Roberto also provides consolidation of financial reports and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
FL
09/16/2021 - Present
Insigneo Advisory Services, LLC (MIAMI FL)
FL
04/04/2012 - 07/07/2021
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
07/18/2011 - 03/20/2012
LPL FINANCIAL LLC (MIAMI FL)
FL
11/23/2010 - 07/19/2011
VECTORGLOBAL WMG (MIAMI FL)
FL
04/13/2009 - 11/15/2010
CAPITAL GUARDIAN, LLC (MIAMI FL)
FL
10/13/2005 - 03/13/2009
STANFORD GROUP COMPANY (MIAMI FL)
NY
03/07/2005 - 06/09/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
03/23/2001 - 03/07/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
06/04/1999 - 03/22/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/08/1995 - 07/02/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 09/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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