Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Fugazza is a financial advisor currently registered with Alliancebernstein Investments, Inc.. Roberto has been working in the financial industry since March 19, 2011. Roberto holds the Series 63, SIE and Series 7 licenses. Roberto has been registered with the state of Tennessee since May 4, 2022. Roberto has previously been registered with UBS Financial Services Inc., Scottrade, Inc., Fidelity Brokerage Services LLC and Wells Fargo Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
05/04/2022 - Present
Alliancebernstein Investments, Inc. (Nashville TN)
NJ
12/15/2017 - 05/10/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
HI
11/18/2014 - 08/05/2016
SCOTTRADE, INC. (HONOLULU HI)
UT
04/21/2014 - 09/19/2014
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
03/17/2011 - 11/12/2013
WELLS FARGO ADVISORS, LLC (SALT LAKE CITY UT)
UT
04/04/2008 - 03/08/2011
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 04/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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