Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Montes is a financial advisor with over 15 years of experience in the industry. Roberto has been registered with LPL Financial LLC since July 2021. Prior to that, Roberto worked for BBVA Securities Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Chase Investment Services Corp. Roberto is licensed to provide investment advice in Arizona, Colorado, New Mexico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/19/2021 - Present
LPL Financial LLC (EL PASO TX)
TX
07/30/2018 - 07/14/2021
BBVA SECURITIES INC. (EL PASO TX)
TX
05/27/2015 - 07/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)
TX
01/09/2014 - 05/19/2015
WELLS FARGO ADVISORS, LLC (NORTH RICHLAND HILLS TX)
TX
10/01/2012 - 12/11/2013
J.P. MORGAN SECURITIES LLC (ARLINGTON TX)
TX
04/21/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ARLINGTON TX)
BOTH
Issued 02/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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