Unclaimed
Roberto Marino is a financial professional with experience in the financial services industry. Roberto holds the Series 99TO and the SIE exams. Roberto is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc. Roberto's experience includes time at E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2022 - Present
Morgan Stanley & Co. LLC (New York NY)
NY
07/08/2022 - 02/13/2024
E*TRADE SECURITIES LLC (New York NY)
BC
Issued 08/28/2020
Series 99TO - Operations Professional Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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