Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Marin is a financial advisor with Northwestern Mutual Investment Services, LLC. Roberto has been in the financial services industry since 2001. Roberto Marin is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Roberto Marin has a Series 7, Series 6, Series 63, and Series 65 licenses. Roberto Marin works out of the Schaumburg, Illinois office. Roberto is a member of the board of directors for the United Neighborhood Organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
11/29/2010 - Present
Northwestern Mutual Investment Services, LLC (SCHAUMBURG IL)
WI
09/06/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 11/28/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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