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Roberto Marin

Northwestern Mutual Investment Services, LLC

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About Roberto Marin

Roberto Marin is a financial professional with over 20 years of experience in the financial services industry. Roberto is currently registered with Northwestern Mutual Investment Services, LLC and holds Series 6, 7, 63, and 65 licenses. Roberto has a strong background in investment advisory and financial planning. Roberto's areas of expertise include investment research and referrals to other advisors. Roberto is dedicated to providing clients with personalized financial guidance and helping them achieve their financial goals.

Firm Information

Roberto Marin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1475 E WOODFIELD RD

SCHAUMBURG, IL 60173

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Roberto Marin’s Registration & Firm History

IL

11/29/2010 - Present

Northwestern Mutual Investment Services, LLC (SCHAUMBURG IL)

WI

09/06/2001 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 11/28/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2014

Series 7 - General Securities Representative Examination

BC

Issued 9/5/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberto Marin.
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