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Roberto Luis Maldonado

Independent Financial Group, LLC

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About Roberto Luis Maldonado

Roberto Luis Maldonado is an Investment Advisor Representative with Independent Financial Group, LLC. Roberto has been in the financial services industry for over 17 years. Roberto has a Series 7 and Series 66 license, as well as a SIE exam. Roberto is currently licensed in California, Florida, Illinois, Indiana, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Puerto Rico, Texas, and the Virgin Islands. Roberto specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Roberto's experience and credentials make him a valuable asset to his clients. Roberto has been involved in various community activities including being a board member for Astral Residences & Club.

Firm Information

Roberto Maldonado is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roberto Maldonado’s Registration & Firm History

PR

04/28/2021 - Present

Independent Financial Group, LLC (Guaynabo PR)

PR

03/21/2006 - 07/26/2017

SANTANDER SECURITIES LLC (San Juan PR)

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Licenses & Designations

BOTH

Issued 12/06/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 36 public disclosures for Roberto Luis Maldonado. Review regulatory record here.
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