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Roberto Juan Garcia

Arkadios Capital

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About Roberto Juan Garcia

Roberto Garcia is a financial advisor who has been in the industry since 2014. Roberto is currently registered with Arkadios Capital, where he has been working since June 2022. Roberto has held previous registrations with Wells Fargo Clearing Services, LLC, E*TRADE Securities LLC, PRUCO Securities, LLC., SunTrust Investment Services, INC. and Allstate Financial Services, LLC. Roberto holds FINRA Series 6, 7, and 63 licenses, as well as the Securities Industry Essentials (SIE) Examination. Roberto is currently registered in Alabama, Colorado, Florida, Georgia, Louisiana, Minnesota, South Carolina, and Texas.

Firm Information

Roberto Garcia is currently registered with Arkadios Capital. Arkadios Capital is a Limited Liability Company that was formed in 2015 and is registered in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roberto Garcia’s Registration & Firm History

GA

06/08/2022 - Present

Arkadios Capital (Dunwoody GA)

GA

11/06/2018 - 05/10/2022

WELLS FARGO CLEARING SERVICES, LLC (ATHENS GA)

GA

01/07/2016 - 10/30/2018

E*TRADE SECURITIES LLC (ALPHARETTA GA)

GA

06/18/2015 - 12/01/2015

PRUCO SECURITIES, LLC. (ATLANTA GA)

FL

09/22/2010 - 10/04/2011

SUNTRUST INVESTMENT SERVICES, INC. (SUN CITY CENTER FL)

FL

03/19/2007 - 08/03/2007

ALLSTATE FINANCIAL SERVICES, LLC (ST PETERSBURG FL)

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Licenses & Designations

BC

Issued 07/02/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/18/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberto Juan Garcia.
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