Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Jose Fortuno is a financial advisor with over 30 years of experience. Roberto has a broad range of experience in the financial services industry, having worked for Lehman Brothers and UBS Financial Services. Roberto is registered with FINRA and holds the Series 3, 7, 9, 10, 24, 63, 66, 79TO, and SIE licenses. Roberto is a registered investment advisor in Florida, New Jersey and Puerto Rico. Roberto's primary office is located in San Juan, Puerto Rico, with UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
03/09/2020 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
04/28/1997 - 08/29/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (MAYAGUEZ PR)
NY
03/05/1993 - 03/24/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/04/1993 - 07/17/1996
LEHMAN BROTHERS PUERTO RICO INC.
NA
08/18/1994 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
BOTH
Issued 06/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2015
Series 3 - National Commodity Futures Examination
BC
Issued 03/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roberto Fortuno is the right advisor for you? Invested Better is here to help.
