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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Vargas garcia-mameli is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Houston, TX. Roberto Vargas garcia-mameli has been in the industry since September 17, 2009. Roberto Vargas garcia-mameli has previously been associated with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and PNC INVESTMENTS. Roberto Vargas garcia-mameli holds the Series 6, 7, 63 and 65 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/28/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
09/17/2021 - 06/30/2022
PNC INVESTMENTS (HOUSTON TX)
TX
05/16/2013 - 09/17/2021
BBVA SECURITIES INC. (HOUSTON TX)
TX
03/31/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
12/14/2005 - 06/26/2006
AMEGY INVESTMENTS, INC. (HOUSTON TX)
IA
Issued 12/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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