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Roberto Javier Keeton

Dinosaur Financial Group, LLC

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About Roberto Javier Keeton

Roberto Javier Keeton is a financial professional with over 20 years of experience in the industry. Roberto is currently registered with Dinosaur Financial Group, LLC, a firm that provides financial services to clients in New York. Roberto is also registered with the state of Florida. He has passed several industry exams, including the Series 7, Series 63, Series 99TO, and SIE exams. His previous experience includes working at J.P. Turner & Company, L.L.C. in Staten Island, New York.

Firm Information

Roberto Keeton is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roberto Keeton’s Registration & Firm History

NY

10/20/2009 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

04/23/2003 - 08/27/2009

J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)

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Licenses & Designations

BC

Issued 05/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberto Javier Keeton.
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