Unclaimed
Roberto Javier Keeton is a financial professional with over 20 years of experience in the industry. Roberto is currently registered with Dinosaur Financial Group, LLC, a firm that provides financial services to clients in New York. Roberto is also registered with the state of Florida. He has passed several industry exams, including the Series 7, Series 63, Series 99TO, and SIE exams. His previous experience includes working at J.P. Turner & Company, L.L.C. in Staten Island, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/20/2009 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
04/23/2003 - 08/27/2009
J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)
BC
Issued 05/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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