Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Torok is an investment advisor representative with Pruco Securities, LLC, located in Miami, FL. Roberto has been in the industry since June 2009 and is registered with FINRA and state securities regulators in 17 states. He holds the Series 7 and Series 66 securities licenses as well as the SIE. Roberto previously worked for G. A. Reppele & Company and Ameriprise Financial Services, Inc.
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Compensation from lpl enterprise, llc
1
2
FL
04/06/2018 - Present
Pruco Securities, LLC (Miami FL)
FL
09/02/2009 - 06/22/2015
G. A. REPPLE & COMPANY (MIAMI FL)
MN
03/26/2009 - 06/18/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 04/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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