Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Ho Chiu is a financial advisor registered with Wells Fargo Clearing Services, LLC. Roberto has over 15 years of experience in the financial services industry and is licensed to offer investment advice in several states. Roberto previously worked for Barclays Capital Inc., Wells Fargo Advisors, LLC, Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS International Inc., and Citigroup Global Markets Inc. Roberto has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/10/2018 - Present
Wells Fargo Clearing Services, LLC (PLEASANTON CA)
CA
02/13/2013 - 10/11/2013
BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)
CA
07/27/2011 - 02/08/2013
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
CA
01/19/2011 - 07/21/2011
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
05/27/2010 - 12/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
06/22/2007 - 01/27/2009
UBS INTERNATIONAL INC. (SAN FRANCISCO CA)
CA
06/07/2007 - 07/07/2007
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BOTH
Issued 04/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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