Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Guerra has been a registered representative in the securities industry since July 1996. Roberto is currently registered with Neuberger Berman BD LLC in both New Jersey and New York. Prior to joining Neuberger Berman BD LLC, Roberto was registered with Neuberger & Berman, LLC. Roberto is also a licensed Investment Advisor Representative in New Jersey and New York. Roberto has a wide range of experience in the financial services industry and holds Series 7, 9, 10 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
07/29/1996 - 11/25/1996
NEUBERGER & BERMAN, LLC
BC
Issued 10/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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