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Roberto Giangregorio

Sami Brokerage LLC

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About Roberto Giangregorio

Roberto Giangregorio is a financial professional with over 20 years of experience in the industry. Roberto is currently registered with Sami Brokerage LLC, a brokerage firm. Roberto holds several licenses and certifications including Series 3, 7, 55, 57TO and SIE. Roberto is also licensed in Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Minnesota, Mississippi, Nebraska, New York, Pennsylvania and Wisconsin.

Firm Information

Roberto Giangregorio is currently registered with Sami Brokerage LLC. Sami Brokerage LLC is a Limited Liability Company formed in November 2018 and approved to operate in 18 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Mississippi, Nebraska, New York, Pennsylvania, Texas, Virginia, Wisconsin, and Wyoming. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roberto Giangregorio’s Registration & Firm History

CT

06/26/2003 - Present

Sami Brokerage LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 08/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2007

Series 3 - National Commodity Futures Examination

BC

Issued 04/02/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberto Giangregorio.
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