Unclaimed
Roberto Giangregorio is a financial professional with over 20 years of experience in the industry. Roberto is currently registered with Sami Brokerage LLC, a brokerage firm. Roberto holds several licenses and certifications including Series 3, 7, 55, 57TO and SIE. Roberto is also licensed in Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Minnesota, Mississippi, Nebraska, New York, Pennsylvania and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/26/2003 - Present
Sami Brokerage LLC (STAMFORD CT)
BC
Issued 08/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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