Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Francisco Leslie is an investment advisor representative with Osaic Institutions, Inc. in Brooklyn, NY. Roberto has over 20 years of experience in the financial services industry. Roberto is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) in multiple states, including New York and New Jersey. Roberto offers a variety of financial services to individuals and businesses, including financial planning, portfolio management, and selection of other advisors. Roberto was previously employed by Essex National Securities, LLC, LPL Financial Corporation, IFMG Securities, Inc., NFB Investment Services Corp., Greenpoint Securities LLC, CitiCorp Investment Services, Prime Charter Ltd., D. H. Blair & Co., Inc., and Americorp Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2021 - Present
Osaic Institutions, Inc. (BROOKLYN NY)
NY
02/16/2010 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (BROOKLYN NY)
NY
03/04/2008 - 02/17/2010
LPL FINANCIAL CORPORATION (BROOKLYN NY)
NY
06/07/2005 - 03/04/2008
IFMG SECURITIES, INC. (BROOKLYN NY)
NY
01/03/2005 - 05/03/2005
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
02/05/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
NY
06/17/1998 - 03/04/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/11/1997 - 06/17/1998
PRIME CHARTER LTD. (NEW YORK NY)
NY
12/05/1996 - 06/24/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
07/08/1996 - 12/13/1996
AMERICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 09/28/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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