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Roberto Felipe Garcia

Boreal Capital Management LLC

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About Roberto Felipe Garcia

Roberto Felipe Garcia is a financial professional with over 30 years of experience in the industry. Roberto Garcia is currently registered with Boreal Capital Management LLC, a firm with a focus on individual, corporate, and pooled investment vehicles. Roberto Garcia is licensed in Florida and has a range of expertise in financial services. Prior to his current role, Roberto Garcia was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Roberto Garcia is currently registered with Boreal Capital Management LLC. Boreal Capital Management LLC is an investment adviser headquartered in Miami, Florida. The firm manages approximately $1 billion to $10 billion in assets for individuals, corporations, and pooled investment vehicles. The firm's advisory services include portfolio management for individuals, businesses, and pooled investment vehicles. Boreal Capital Management LLC is registered with the SEC under SEC number 801-57604.
Boreal Capital Management LLC

1450 BRICKELL AVENUE

MIAMI, FL 33131

$1.38B

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Roberto Garcia’s Registration & Firm History

FL

01/13/2025 - Present

Boreal Capital Management LLC (MIAMI FL)

FL

10/19/1988 - 10/01/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)

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Licenses & Designations

IA

Issued 01/11/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/20/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Roberto Felipe Garcia. Review regulatory record here.
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