Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Diaz is a financial advisor who has been in the industry since August 2013. Roberto is currently registered with Northwestern Mutual Investment Services, LLC. Roberto is licensed in 11 states and holds a Series 63, Series 7TO, SIE, and Series 6 license. Roberto's office is located at 5870 ONIX DRIVE SUITE A in El Paso, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
08/26/2013 - Present
Northwestern Mutual Investment Services, LLC (EL PASO TX)
BC
Issued 09/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Roberto Diaz is the right advisor for you? Invested Better is here to help.
