Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto De leon gonzalez is a financial advisor with LPL Financial LLC. Roberto holds the Series 99TO and SIE exams. Roberto is registered with FINRA and LPL Financial LLC. Roberto has been a licensed financial professional since September 9, 2024. Roberto’s firm, LPL Financial LLC, is an independent broker-dealer that provides a variety of financial services, including investment advice, brokerage services, and retirement planning. LPL Financial LLC has over 1,689,150 clients, including individuals, families, businesses, and institutions. The firm has over $463 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/09/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
BC
Issued 09/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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