Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto De jesus Cantu is a financial advisor with LPL Financial LLC. Roberto has been in the financial services industry since 2011. Roberto holds Series 7, 63, 66 and SIE licenses. Roberto is currently registered with the state of Texas. Prior to joining LPL Financial LLC, Roberto was employed by SIGMA FINANCIAL CORPORATION, AMERIPRISE FINANCIAL SERVICES, INC., INVESTMENT PROFESSIONALS, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Roberto specializes in providing financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/30/2023 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
07/08/2019 - 05/30/2023
SIGMA FINANCIAL CORPORATION (SAN ANTONIO TX)
TX
07/17/2018 - 07/17/2019
AMERIPRISE FINANCIAL SERVICES, INC. (San Antonio TX)
TX
04/04/2014 - 09/12/2018
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
03/15/2011 - 08/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
05/03/2004 - 07/26/2004
TRINITY SECURITIES, INC. (SAN ANTONIO TX)
BOTH
Issued 04/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2004
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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