Unclaimed
Roberto Dannemann De azevedo is a securities professional with over 16 years of experience in the financial industry. Roberto holds a Series 3, Series 7, Series 7TO and SIE licenses. Roberto is currently registered with Tradestation Securities, Inc. Prior to joining Tradestation Securities, Inc., Roberto was employed by Brokerrtec Americas LLC, ICAP Corporates LLC, Tullett Prebon Financial Services LLC, Tullett Liberty Brokerage Inc., and GFI Securities LLC. Roberto has a strong background in trading and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/08/2024 - Present
Tradestation Securities, Inc. (PLANTATION FL)
NY
01/03/2017 - 06/01/2021
BROKERTEC AMERICAS LLC (New York NY)
NJ
10/07/2013 - 01/03/2017
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
06/01/2004 - 09/11/2013
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
06/01/2004 - 07/14/2004
TULLETT LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NY
07/19/2002 - 08/08/2002
GFI SECURITIES LLC (NEW YORK NY)
BC
Issued 02/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2013
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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