Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Cortinagonzalezpaz is a financial advisor with over 18 years of experience in the industry. Roberto is currently registered with UBS Financial Services Inc. Previously, Roberto worked at CITIGROUP GLOBAL MARKETS INC., ALTERNA SECURITIES, INC., J.P. MORGAN SECURITIES LLC, CREDIT AGRICOLE SECURITIES (USA) INC. and BULLTICK, LLC. Roberto holds Series 7, Series 63, Series 65 and SIE licenses. Roberto has a broad range of experience in the financial industry and offers financial planning services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/28/2024 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
11/02/2022 - 04/16/2024
CITIGROUP GLOBAL MARKETS INC. (Houston TX)
TX
04/20/2021 - 10/31/2022
ALTERNA SECURITIES, INC. (HOUSTON TX)
NY
06/29/2012 - 12/14/2020
J.P. MORGAN SECURITIES LLC (New York NY)
NY
10/12/2006 - 06/14/2012
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
FL
11/15/2004 - 09/19/2006
BULLTICK, LLC (MIAMI FL)
IA
Issued 03/24/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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